LPL Enterprise LLC is an SEC registered broker-dealer and member of FINRA. We clear our transactions and custody our client's assets with Pershing LLC, a Bank of New York Mellon Corporation, the world’s leading provider of clearing solutions. Through our experienced financial service professionals, coupled with our relationship with Pershing, we are able to bring a broad range of solutions to our clients including:
- Prime Brokerage Services
- Chaperoning Services - 15a-6
- Asset Management Support
- Clear-through Services
- Institutional Sales
- Institutional Equity Trading for Major Institutions
- Institutional Municipal Bond Trading
- Trade Execution Services
- Structured Products
- Business Consulting
- Managed Account Solutions
- Wealth Management Solutions
- Retirement Planning Solutions
- Alternative Investment Solutions
- Introducer Services
- Capital Markets
- Investment Banking
- Lending Solutions
- Pre-IPO Transactions
Capital Markets
We place high importance on end-to-end solutions. LPL Enterprise LLC capital markets team provides clients with a personalized approach built on trust.
Investment Banking
We provide a suite of strategic capital raising and corporate transactional advisory services, particularly suited to established domestic and international firms seeking institutional growth opportunities and investment.
Trading
We help execute trades at the best price possible and attentively monitor your portfolios to remain consistent with your investment objectives.
Advisor Solutions
Our client-centered advisory relationship begins with helping clients think about personal goals, both short and long term, and the range of possibilities - essential elements of success.
Clear-Through Services
Our broad capabilities and wide range of services make LPL Enterprise LLC a secure, trustworthy partner to our diverse client base.
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